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Artifacts
by Scott G. Ortman
Chapter Contents
Introduction
1
This chapter synthesizes information on portable artifacts collected
during the Crow Canyon Archaeological Center's test excavations at Yellow
Jacket Pueblo (Site 5MT5). It also presents several intrasite analyses
of Yellow Jacket Pueblo artifacts and compares these artifacts with those
from other Pueblo sites in the Mesa Verde region of southwest Colorado.
The tables and figures presented in this chapter were produced using the
artifact databases as they existed in November 2001. I am not aware of
any provenience changes that have been made since that time, but slight
discrepancies between the data discussed in this chapter and those contained
in the database may develop over time as errors in the database are discovered
and corrected. However, it is likely that any such changes will be minor
and will not affect the conclusions presented here.
Processing and Disposition of Materials from Yellow Jacket Pueblo
2
All objects collected during Crow Canyon's excavations at Yellow Jacket
Pueblo were processed and classified into various stone, bone, pottery,
vegetal, or other categories according to the standard procedures described
in Crow Canyon's laboratory
manual.
3
As of this writing, all artifacts, ecofacts, other samples, and original
documentation, with the exception of wood samples submitted for tree-ring
dating, are housed at the Anasazi
Heritage Center, 27501 Hwy. 184, Dolores, Colorado, USA, for permanent
curation. The collections are indexed to artifact databases, which are
curated at both Crow Canyon and the Heritage Center and are accessible
through The
Yellow Jacket Pueblo Database and the research
database on Crow Canyon's Web site. Tree-ring samples that produced
dates, along with samples that might be datable in the future, are curated
at the Laboratory of
Tree-Ring Research, University of Arizona, Tucson, Arizona, USA. All
human remains uncovered during excavations were dealt with in accordance
with Crow Canyon's policy on the treatment of human remains (see the field
manual). The analysis of these remains is described in detail by Bradley
in the chapter titled "Human
Skeletal Remains."
4
A few artifacts from Yellow Jacket Pueblo have undergone destructive
analysis. We removed small portions from a sample of rim sherds of white
ware bowls and corrugated gray jars for use in temper identification.
A small number of rim sherds from white ware bowls were also subjected
to instrumental neutron activation analysis to determine their chemical
composition. Finally, samples submitted for tree-ring dating that possessed
little dating potential were discarded by the Laboratory of Tree-Ring
Research.
Additional Studies of Yellow Jacket Pueblo Artifacts
5
In addition to the analyses reported here, several additional studies
using artifact data from Yellow Jacket Pueblo have been conducted. Ortman
et al. (2000*1) present proportions of decorated pottery types by
architectural block in their preliminary assessment of the occupational
history of Yellow Jacket Pueblo. Ortman
(2000*1) examines painted designs on white ware sherds from the great
tower complex (Block 1200) at Yellow Jacket and from numerous other Pueblo
II and Pueblo III sites in the Mesa Verde region. Temper, rim-arc, and
rim-eversion data collected from the pottery assemblage from the great
tower complex are presented for comparative purposes in the Castle Rock
Pueblo and Woods Canyon Pueblo reports (Ortman
2000*2, 2002*1). Finally,
Arakawa (2000*1) studied the
chipped-stone tools and manufacturing debris from Yellow Jacket and presents
several summaries of these materials.
Organization and Use of This Chapter
6
This chapter is organized into sections and subsections, a list of which
can be viewed by selecting the expanded table
of contents at the beginning of the chapter. Selecting a heading in
the table of contents will take you directly to the section of interest.
When you link to a table, figure, or reference in the text, a new browser
window will open and display the selected information. You can move back
and forth between the chapter text and the data window by keeping both
windows open, overlapping them (that is, not viewing them full screen),
and selecting one window at a time. The data window will be updated each
time a new link for a table, figure, or reference is selected in the narrative
text window; the text window will maintain your place in the longer document.
In many subsections, contextual information taken from the field provenience
database is provided in addition to analysis information for selected
artifacts. Explanations of field provenience categories can be found in
the field
manual.
Unmodified Pottery Sherds
7
More than 66,000 unmodified pottery sherds, weighing more than 300 kg
in total, were collected during excavations at Yellow Jacket Pueblo. Each
sherd was analyzed according to Crow Canyon's standard procedures, which
are described in the Crow Canyon laboratory
manual. Most were identified as locally made, Mesa Verdetradition
white and gray wares. Several summaries of the basic sherd data are presented
below.
Sherds by Ware and Type
8
The sherds collected from Yellow Jacket are tabulated in Table
1 according to pottery type (for type definitions, see the Crow Canyon
laboratory
manual). The list of pottery types is arranged according to the more
general ware category to which each belongs. Unknown gray, white, and
red ware sherds are listed separately because such sherds may or may not
represent local wares. For each pottery type, the count, weight, and percentages
by count and weight are presented. Pierce
and Varien (1999*1) discuss the relative merits of counts vs. weights
as measures of abundance.
9
Comparison of the counts and weights in Table
1 shows that the relative abundance of a specific pottery type in
the assemblage varies depending on the measure of abundance used. This
is especially clear for the formal white ware typesfor example,
Mesa Verde, McElmo, and Mancos black-on-whitewhich are much more
abundant by weight than by count. In contrast, the relative abundance
of Pueblo III White Painted, a more general type, is approximately equal
by count and weight. Consistency in the relative frequency of a type for
both count and weight probably indicates that sherds assigned to that
type tend to be of average size for the collection overall. Greater relative
frequency by count indicates that the mean weight of sherds assigned to
that type is less than the mean weight of all sherds, whereas greater
frequency by weight indicates that the mean weight of sherds assigned
to that type is greater than average. It is expected that many sherds
assigned to formal types will be larger than average because the classification
of local white ware sherds relies heavily on identifying specific painted
designs that are often difficult to identify on small sherds.
10
A few sherds were assigned to early (Basketmaker III and Pueblo I period)
typesthat is, Chapin Gray, Chapin Black-on-white, Moccasin Gray,
Mancos Gray, Indeterminate Neckbanded Gray, Early White Painted, Early
White Unpainted, Abajo Red-on-orange, and Bluff Black-on-red. The presence
of these sherds suggests some human activity in the site area between
A.D. 600 and 900. However, these sherds are too infrequent at the site
to suggest significant early occupation in areas investigated by Crow
Canyon. Nevertheless, Basketmaker III houses have been identified from
excavations near Yellow Jacket Pueblo (Lange
et al. 1986*1), so it is possible that habitations dating from the
Basketmaker III or Pueblo I periods, or both, remain undiscovered in areas
of the site that were not investigated during this project.
11
The vast majority of sherds recovered from test excavations at Yellow
Jacket are of types manufactured during the late Pueblo II and Pueblo
III periods, between A.D. 1000 and 1300. The large number and weight of
sherds datable to these time periods suggest that the primary occupation
of the site spanned more than two centuries. A detailed analysis of the
occupational history of Yellow Jacket Pueblo is presented in the discussion
of pottery dating (paragraphs 2370) and in
"Chronology."
Sherds by Ware and Form
12
As indicated above, all sherds collected from Yellow Jacket were assigned
to one of six basic ware categories: plain gray ware, corrugated gray
ware, white ware, red ware, nonlocal wares, and unknown. Sherds were also
assigned to one of four basic form categories: bowl, jar, other, and unknown.
Table 2 presents total counts,
total weights, and percentages by count and weight for these various ware-form
combinations. The percentages by count and weight are fairly comparable
for most ware-form combinations, but some differences are apparent: corrugated
jars and "unknown" white ware forms are slightly more abundant by count,
indicating that these sherds tend to be smaller than average; white ware
bowls and jars and "other" white ware forms are slightly more abundant
by weight and thus are larger than average.
13
Sherds of these ware-form combinations have been found in roughly the
same proportions in other Pueblo III sites in southwest Colorado that
have been interpreted as permanent, year-round habitations (Pierce
and Varien 1999*1). For example, at both Castle Rock (Ortman
2000*2:Table 2) and Woods Canyon pueblos (Ortman
2002*1), sherds from corrugated jars are most common, followed by
sherds from white ware bowls, and then by sherds from white ware jars.
This suggests that the Yellow Jacket pottery assemblage resulted from
a set of domestic activities that produced sherds of various wares and
forms at a relatively consistent rate across habitation sites. This inference
is supported by the fact that nonhabitation sites possess strikingly different
proportions of these ware-form categories in their sherd assemblages (e.g.,
Wilshusen et al. 1997*1).
White Ware Sherds by Type and Finish
14
"Finish" refers to specific surface treatments on decorated (red and white
ware) pottery. For red ware vessels and sherds, "finish" refers to the
presence or absence of slip; for white ware vessels and sherds, it refers
to the presence or absence of paint and, if present, to the type of paint.
Two kinds of paint are identifiable on sherds from decorated white ware
vessels of the Mesa Verde region. Mineral paint derives from ground iron,
manganese, or copper-rich rock that is held in liquid suspension. Carbon
paint is believed to derive from the condensed extract of certain plants,
such as Rocky Mountain beeweed (Cleome serrulata) and tansymustard
(Descurainia richardsonii). Table
3 presents counts and weights of painted white ware sherds assigned
to various type and finish categories. Table
4 presents the percentage of sherds of each type assigned to the various
finish categories, as well as the percentage of each type among all white
wares, regardless of presence, absence, or type of paint.
15
The data in Table 4 clearly
show that the use of mineral paint declined over time at Yellow Jacket
Pueblo. This pattern has been documented in numerous studies of pottery
from the Mesa Verde region (e.g., Breternitz
et al. 1974*1; Rohn 1977*1).
The proportion of Pueblo IIItype sherds (McElmo Black-on-white,
Mesa Verde Black-on-white, and Pueblo III White Painted) with mineral-painted
designs is also consistent with results of previous studies, which have
identified a southeast-to-northwest trend in the use of mineral paint
during the Pueblo III period. These studies have found that mineral-painted
designs are more common on sherds from Pueblo III sites in the northwestern
portion of the central Mesa Verde region, toward the Abajo Mountains in
southeast Utah (Ortman 2002*1:Table
7; Wilson 1988*2:Table A.19),
than they are on sherds from contemporaneous sites to the southeast, toward
Ute Mountain and Mesa Verde proper (Ortman
2000*2:Table 3; Varien et al.
1992*1:Table 5.3). The proportion of decorated sherds exhibiting mineral-painted
designs at Yellow Jacket Pueblo fits neatly into this spatial pattern,
and thus supports results of previous studies.
Rim Sherds by Ware and Type
16
Rim sherds usually provide better estimates of the proportions of vessels
of various traditional types used during an occupation than do body sherds,
because rim sherds usually preserve more diagnostic attributes and therefore
tend to be classified more precisely. Table
5 presents counts, weights, and percentages (by count and weight)
of rim sherds by pottery ware and type in the Yellow Jacket assemblage.
Comparison of these data with the data in Table
1 clearly shows that specific, named types are more prevalent among
rim sherds alone than they are in the entire sherd assemblage.
17
As was the case for the overall sherd assemblage, notable differences
in the relative frequencies of different types by count and weight probably
relate to the average sizes of rim sherds assigned to each type. As an
example, Mesa Verde Black-on-white is much more abundant by weight than
by count, whereas Pueblo III White Painted and Indeterminate Local Corrugated
Gray are more abundant by count than by weight. These patterns indicate
that rim sherds assigned to specific traditional types tend to be larger
than average, whereas rim sherds assigned to generic types tend to be
smaller than average. The higher frequencies of specific types among rim
sherds indicate that rims were assigned to these specific types more often
than were body sherds.
18
The distribution of formal types among rim sherds generally supports
the site chronology suggested on the basis of all sherds. In both cases,
differences in the representation of formal white ware types are more
apparent by weight than by count. However, by weight, the rank order in
the relative frequency of specific, named pottery types is different for
rim sherds alone than for all sherds. Although Mesa Verde Black-on-white
is most common in both datasets, McElmo Black-on-white is more common
than Mancos Black-on-white among rim sherds only, whereas the rank order
is reversed for all sherds. Thus, rim sherds emphasize the Pueblo III
occupation of Yellow Jacket more so than do all sherds.
Rim Sherds by Ware and Form
19
Rim sherds often can be assigned to more-specific form classes than can
body sherds, and when it was apparent during analysis that a rim sherd
came from a ladle, canteen, mug, or kiva/seed jar, this was recorded in
a "comments" field in the database. Ladle rims inscribe tighter arcs than
do bowl rims and possess either distinctive use wear on the outside edge
of the rim or evidence of a handle attachment. Small jar rims with very
tight curvature are from canteens. Mug rims are flat and almost always
upright (rarely everted); they usually possess intricate painted decorations
on their exteriors, and they may also preserve evidence of a handle attachment
near the rim. Finally, kiva and seed jars are slightly larger than canteens,
do not have necks, and, in the case of kiva jars, have a distinctive lip
that is designed to hold a lid in place.
20
Table 6 summarizes the wares
and forms of rim sherds in the Yellow Jacket assemblage by count and by
weight. The more-specific vessel forms of kiva jar, seed jar, ladle, and
mug are subdivided in this table on the basis of information recorded
in the comments field of the pottery analysis database. For this table,
white ware rims with no additional comments recorded in the file are assumed
to be from large storage jars, or ollas. As is the case for the overall
assemblage, rim sherds show relatively little variation in relative abundance
by count vs. weight when classified in terms of ware-form combinations.
This suggests that sherd size does not significantly affect the ability
of analysts to assign rim sherds to wares and forms. Also, as was the
case for the entire sherd assemblage, the three most common vessel forms
represented among the rim sherds are corrugated jars, white ware jars,
and white ware bowls. The relative frequencies of these three forms, however,
are strikingly different when rim sherds alone are considered. White ware
bowls are by far the most common ware-form combination among rim sherds
only, whereas corrugated jars are by far the most common among all sherds.
21
These differences relate to the typical shapes of the original vessels
and to differences in the relative numbers of rim and body sherds produced
by vessels of different forms. White ware bowls are open forms with large
rim circumferences; when they break, they produce numerous rim sherds
and a relatively high ratio of rim to body sherds. Corrugated and white
ware jars are taller, closed forms, usually with smaller rim circumferences,
that produce far fewer rim sherds per vessel than do white ware bowls.
As a result, the best way to estimate the relative number of vessels of
different ware-form classes in a pottery assemblage is to compare the
total degrees of arc encompassed by the rim sherds of various ware-form
classes.
22
Such data were considered by Pierce
and Varien (1999*1) in their study of assemblages from the Sand Canyon
Archaeological Project Site Testing Program. They found that raw counts
of rim sherds, though less precise than degree-of-arc measurements, nevertheless
give a closer approximation of the relative numbers of vessel ware-form
classes than do raw counts of all sherds. Thus, using raw counts of rim
sherds as a guide, it appears that white ware bowls were the most common
vessel form at Yellow Jacket, followed by corrugated jars and then white
ware jars and white ware ladles. Canteens, mugs, and kiva/seed jars were
all relatively rare.
Pottery Dating
23
A primary research goal of archaeological testing at Yellow Jacket Pueblo
was to reconstruct the occupational history of this large and complex
site using pottery assemblages. Because of the limited testing strategy,
the widely varying occupation spans of architectural blocks, and the stratigraphic
mixing that resulted from ancient and recent disturbances, achieving this
goal presents a significant methodological challenge. In the following
sections, I (1) discuss the pottery assemblages collected from each architectural
block tested at Yellow Jacket Pueblo, (2) develop methods appropriate
for estimating occupation spans and periods of occupation from these assemblages,
and (3) apply these methods to block-level pottery assemblages to reconstruct
the occupational history of the site.
Pottery Assemblages from Architectural Blocks at Yellow Jacket Pueblo
24
The testing strategy used at Yellow Jacket Pueblo was designed to be consistent
with the goals of conservation archaeology (Lipe
1974*1). The number and location of test units were tailored to disturb
subsurface deposits as little as possible while allowing us to recover
sufficient pottery samples for dating purposes. The resultant strategy,
used everywhere except in Architectural Block 1200, was to identify midden
(trash) deposits adjacent to each architectural block and to excavate
up to seven 1-x-1-m test units in each of these areas. These excavations
were limited to the portions of the site that we had permission to test.
In most test units, excavators found midden deposits that are spatially
associated with specific architectural blocks.
25
In addition to these artifact-focused units, a 1-x-2-m unit was placed
along the exterior face of the north wall of each architectural block
to examine stratigraphic relationships between the latest architectural
features identified on the modern ground surface and those from earlier
occupations. In many of these units, bedrock or undisturbed native sediment
was discovered directly underneath the architecture visible on the modern
ground surface, which suggests little or no prior habitation of these
areas (see "Chronology"). However, several
test units located along the north walls of architectural blocks in the
central area of the site did expose structures, features, and other cultural
deposits underneath the latest architectural features. This evidence indicates
that the initial Pueblo occupation of certain areas predates construction
of architectural features visible on the modern ground surface. Evidence
of earlier occupations may also exist in other areas of the site but was
not detected by our limited testing.
26
The sampling strategy followed at the great tower complex (Block 1200)
was different from that used in other architectural blocks because many
of the rooms and kivas of this complex had been excavated previously (see
paragraphs 3132 in "Architecture").
During these previous excavations, the excavated fill from one structure
was used to backfill a previously excavated structure, and some complete
artifacts were collected; however, many sherds, flakes, ground-stone tools,
and other artifacts were left behind. Thus, the excavation and screening
of this backdirt had the potential to yield an essentially unbiased sample
of sherds and chipped-stone artifacts from the great tower complex and
to expose architectural features without disturbing intact stratigraphy.
We therefore decided to excavate test units inside several previously
excavated structures in Block 1200. Due to the larger number of units
excavated in this block, the artifact assemblage from the great tower
complex is much larger than the assemblages from other architectural blocks.
Also, because this complex was built directly on bedrock, its entire artifact
assemblage can be confidently associated with structures visible on the
modern ground surface.
27
In other architectural blocks, however, the possibility of buried cultural
features means that pottery assemblages cannot be associated with visible
structures so directly. Test pits were placed in middens to obtain pottery
samples for dating adjacent buildings visible on the modern ground surface,
and it is likely that much of the pottery collected from these excavations
was indeed generated by activities in these buildings. However, if a given
area was occupied before the buildings visible on the modern ground surface
were constructed, a portion of the pottery assemblage from this area could
have been associated with activities that predated the construction of
those buildings. Midden deposits at Yellow Jacket were likely disturbed
during the Pueblo occupation through trampling and the excavation of graves,
and many have been disturbed in historic times by nonprofessional diggers
looking for burials with complete vessels. As a result, midden stratigraphy
cannot be used to confidently distinguish sherds that postdate the construction
of buildings visible on the modern ground surface from sherds that predate
these buildings. Therefore, the most conservative and consistent interpretation
of the pottery sample from each architectural block is that it represents
the entire occupational history of that area. These samples are also biased
toward activities associated with buildings visible on the modern ground
surface because architecture visible on the modern ground surface guided
the placement of test pits.
28
With these assumptions and limitations in mind, in the following sections
I use pottery assemblage data from architectural blocks at Yellow Jacket
Pueblo to (1) estimate the total occupation span of each architectural
block area and (2) define the time periods during which each of these
blocks was occupied.
Estimating the Occupation Spans of Architectural Blocks
29
It is clear from our excavations that the occupation spans of the architectural
blocks tested at Yellow Jacket Pueblo were highly variable in length.
For example, evidence suggests that Block 1200 was occupied for fewer
than 35 years: it was built directly on bedrock sometime after A.D. 1254,
and it is believed that all ancestral Pueblo people had left southwest
Colorado by about A.D. 1290 (Lipe
1995*1). In contrast, Block 200 appears to have had a complex and
lengthy use history: the test unit in the roomblock revealed a full height,
pecked-block masonry wall underneath the pecked-block masonry wall visible
on the modern ground surface.
30
In this section I estimate the occupation spans of architectural blocks
at Yellow Jacket using (1) middle-range theory that relates artifact accumulation
to site population and occupation span and (2) data from the Site Testing
Program (Varien 1999*1, 1999*2)
that relate occupation-span estimates to the mean weight of corrugated
pottery in midden test units. There is a long tradition of research that
attempts to relate artifact accumulations to the person-years of occupation
at archaeological sites (for a recent review, see Varien
and Mills [1997*1]). The underlying logic of such research is that
artifacts wear out and are discarded as they are used and that the number
of times an artifact can be used before wearing out is predictable; that
is, a histogram summarizing the number of times a particular kind of tool
or utensil can be used before wearing out will be unimodal, with a mean
number of uses and a standard deviation. As a result, artifacts used in
routine domestic activities should accumulate on a site in proportion
to the use life of the artifact type, the number of people who used this
artifact type on a routine basis, and the time span over which the activities
that required this artifact type occurred.
31
All 1-x-1-m test units (sampling columns) excavated in midden areas at
Yellow Jacket have the same surface area. Because of this, the total number
of artifacts recovered in a midden sampling column should vary in accordance
with the depth and density of the trash deposit in that column. If a consistent
proportion of the artifacts used in routine domestic activities was discarded
in middens associated with each architectural block, the total accumulation
of such artifacts in a sampling column should be proportional to the number
of households contributing material to that column and the time span over
which the trash was deposited. The mean accumulation of artifacts across
sampling columns in a midden area, then, should provide a relative measure
of the household-years of deposition represented by each midden.
32
Figure 1 presents the
mean accumulation of chipped-stone manufacturing debris and corrugated
cooking pottery across midden sampling columns for each tested architectural
block. These measures have been found to correlate highly with household-years
of deposition in other ancestral Pueblo sites (Nelson
et al. 1994*1:128130). The substantial variation in these two
measures across architectural blocks and the strong, positive correlation
r = .88) between them support the theory that these measures reflect
variation in household-years of deposition rather than functional differences
among architectural blocks. The one clear exception to this pattern is
the assemblage from Block 2000, which lies farthest from the regression
line along which most block-level assemblages fall when characterized
using these two measures. This block does not contain surface rooms and
kivas, but instead is a large earthen depression that might have been
a reservoir or plaza. It is thus likely that the deposits in this area
did not result from typical domestic activities (also see paragraph
165).
33
To move from artifact accumulations to occupation spans for architectural
blocks, we need some way to translate measures of household-years of deposition
to measures of years of occupation only. In other words, we need to control
for the number of households that contributed artifacts to each excavated
sampling column. We cannot estimate the population history of Yellow Jacket
very precisely from existing data, because we have no way to determine
which architectural features were in use at any given time, nor can we
estimate the number of buried features. However, the architectural remains
of a typical household in the central Mesa Verde region encompass an area
of at least 50 m2 (estimate based on data in Lipe
[1989*1:Table 1]), so it is unlikely that more than one household
discarded trash on any particular square meter of midden at any given
point in time. It is therefore reasonable to assume that, on average,
artifact accumulation in a midden sampling column is the result of trash
deposition by one household at a time over the total occupation span of
that area. This assumption enables us to consider the mean accumulation
of artifacts across midden sampling columns as a relative indicator of
the mean number of years that households in each architectural block deposited
trash in associated middens.
34
The suitability of mean artifact deposition across midden sampling columns
as a relative measure of occupation span can be tested using excavation
data from the Site Testing Program (Varien
1999*1, 1999*2). In this
project, 13 small ancestral Pueblo sites in southwest Colorado, each with
architectural evidence of between one and 13 households, were tested using
stratified random sampling methods. The random samples were used to estimate
the total discard of corrugated pottery at each site. This figure was
divided by the number of households indicated by the architecture present
and a discard rate for cooking pot sherds derived from archaeological
and ethnographic data to estimate the occupation span of each site. One
of the six sampling strata defined for each tested site was midden areas
visible on the modern ground surface. Thus, we can calculate the mean
weight of corrugated pottery collected from 1-x-1-m test pits within middens
at each tested site and compare this figure to its estimated occupation
span.
35
Table 7 and Figure
2 examine the relationship between these two measures for the 13 sites
tested during the Site Testing Program. The corrugated gray sherd weights
from all 1-x-1-m units excavated within the midden sampling stratum at
each site were used to calculate the mean accumulation of corrugated pottery
in midden test units, with the exception of one unit (94N 133E) at Castle
Rock Pueblo that exposed an anomalous deep crevice filled with artifacts.
The relationship between these measures is close, positive, and linear
for 10 of the 13 tested sites, but three sites deviate from the pattern
suggested by the other 10. Two of these three sites, Roy's Ruin and Shorlene's
Site, contain less corrugated pottery per 1-x-1-m unit than their occupation-span
estimates suggest they should. A third site, Catherine's Site, contains
more corrugated pottery per test unit than one would expect from its estimated
occupation span. These deviations from linearity can be accounted for
by postdepositional processes and architectural interpretations.
36
The lower-than-expected mean weights of corrugated sherds in midden test
units at Roy's Ruin and Shorlene's Site are likely the result of recent
plowing associated with modern agricultural activities. Plowing tends
to spread pottery sherds across a larger area, thus reducing the amount
of material in any given sampling column. The higher-than-expected mean
weight in midden test units at Catherine's Site, on the other hand, may
be due to an inaccurate estimate of the occupation span for this site.
Varien's (1999*1:Table 5.3)
estimate assumes that the two kivas at this site were occupied contemporaneously,
based on similar abandonment stratigraphy in these kivas. Although the
roofs of both structures were dismantled at abandonment, one kiva had
been heavily remodeled before the roof was removed, whereas the other
exhibited no evidence of remodeling. If the use of these kivas was sequential
or partly overlapping instead of contemporaneous, the occupation span
of this site would have been longer and therefore closer to the value
predicted by the regression line in Figure
2. In other words, the total accumulation of corrugated pottery at
Catherine's Site indicates 67 household-years of deposition, which could
reflect occupation by two households for 33 years (Varien's estimate),
one household for 67 years, or some combination of these variables. The
mean weight of corrugated sherds in midden test units at the site suggests
that a longer occupation by one household is more likely.
37
If the two tested sites with plowed middens are excluded, and the longer
occupation span for Catherine's Site is used, then the mean weight of
corrugated gray sherds in midden test pits becomes a very good estimator
of occupation span for the tested sites, as is shown in Figure
3. The regression equation in Figure 3 enables one to estimate the
occupation span of these sites based on the mean weight of corrugated
sherds in midden test pits, with a standard error of +/- 5 years. This
regression equation can also be used to estimate the occupation spans
of architectural blocks at Yellow Jacket Pueblo.
38
Table 8 presents accumulation
data for corrugated sherds and the resultant estimates of years of occupation
for each tested architectural block at Yellow Jacket Pueblo. These data
suggest that the occupation spans of these areas were highly variable,
ranging from 7 to 230 years. It is also apparent from these data that
the occupation spans of Blocks 100700 and of Block 2000 were longer
than those of other architectural blocks. These eight blocks are all located
along the central, north-south "spine," or ridge, on which the pueblo
was constructed. These data thus suggest that areas along the central
spine were occupied for longer periods than areas to the east of the spine
and on the talus slopes below the canyon rim. Most of the buried cultural
features that predate buildings on the modern ground surface were also
found along this central spine (see the last column of Table
8). This spatial association between extensive midden deposits and
buried features thus supports the theory that accumulations of corrugated
sherds in midden sampling columns can be used to estimate the occupation
spans of architectural blocks.
Estimating the Periods of Occupation of Architectural Blocks
39
In this section, I present the pottery data used to estimate periods
of occupation for each architectural block tested at Yellow Jacket Pueblo,
and I illustrate why traditional seriation approaches are not suitable
for these data. I then develop an alternative method that combines a calibration
dataset with Yellow Jacket pottery data to calculate the probability
of occupation in each tested architectural block during each of seven
temporal phases.
Type and Attribute Data from Yellow Jacket Pueblo
40
An extensive literature addresses the relative value of traditional pottery
types and design attributes for pottery dating in the Southwest (Duff
1996*1; Hegmon 1991*1; LeBlanc
1975*1; Ortman 1995*1; Plog
and Hantman 1986*1). For this study, I used both design-attribute
data and traditional typological data derived from the analysis of rim
sherds from bowls. The decision to focus on bowl rims was based on several
factors: (1) a calibration dataset for design attributes had been developed
previously, using assemblages of bowl rim sherds from tree-ring-dated
sites with short occupation spans (Ortman
2000*1); (2) certain of these design attributes have more-restricted
temporal ranges than do traditional pottery types; (3) most of the decorated
pottery sherds that could be assigned to specific types in the Yellow
Jacket assemblage were from bowl rims; (4) I believe there is more consistency
in the classification of rim sherds than in the classification of body
sherds; and (5) the recording of attributes as well as types maximizes
the chronological information obtained from small pottery samples such
as those recovered during our testing of each architectural block.
41
Table 9 presents counts of
these pottery types and design attributes for decorated bowl rim sherds
from each tested architectural block at Yellow Jacket Pueblo. The following
"type" categories were tabulated: slipped and painted San Juan Red Ware
(Deadmans Black-on-red and Indeterminate Local Red Painted with slip),
Cortez Black-on-white and Pueblo II White Painted, Mancos Black-on-white,
McElmo Black-on-white, Mesa Verde Black-on-white, Pueblo III White Painted,
and Late White Painted. The attributes selected for recording are relatively
easy to identify and record consistently and are known from previous studies
(e.g., Hegmon 1991*1; Ortman
2000*1) to be chronologically sensitive. The presence, absence, or
indeterminate presence or absence of the following attributes was recorded
for each decorated rim sherd from a white ware bowl in the Yellow Jacket
assemblage:
- Line painted on rim: a solid line around the vessel circumference
at the rim
- Ticked rim: discontinuous, repeating dots, dashes, or slashes on
the rim
- Xs and zig-zags painted on rim: continuous, repeating Xs or zig-zags
on the rim
- Undecorated rim: no painted decoration noted on the rim surface or
edge
- Corrugated exterior: unobliterated coils with patterned indentations
on the exterior surface
- Exterior band design: continuous painted design around the circumference
of the vessel on its exterior surface
- Thick and thin framing lines: parallel lines of varying thickness
around the circumference of the vessel on its interior surface just
below the rim
- Dots between framing lines: dots, ticks, or "musical notes" painted
in the spaces between framing lines on the interior of the vessel just
below the rim
- Mineral paint: use of mineral-based paint in any of the recorded
designs
42
It is important to note that in design-attribute analysis, in contrast
to traditional typological analysis, not every attribute can be evaluated
on every sherd: on one sherd the exterior may be eroded but the rim present,
on a second sherd the interior will be encrusted but the exterior clean,
and so on. Thus, the effective sample sizethe number of times the
presence or absence of an attribute can be determinedwill vary from
attribute to attribute using the same sample of sherds. To produce accurate
estimates of attribute proportions in an assemblage, then, one must consider
the number of sherds on which the presence or absence of each attribute
could be determined, rather than the total number of sherds in the assemblage.
To this end, Table 10 presents
sample size data, or the number of determinate presence/absence observations
made for each attribute, for each architectural block.
43
Initial efforts to reconstruct the occupational history of Yellow Jacket,
conducted by Glowacki (1999*1),
used typological data like those presented in Table
9 in multivariate analyses to produce seriations. For a seriation
to represent a relative chronology, the ordered assemblages must have
accumulated over comparable time spans (Dunnell
1970*1). Glowacki attempted to create assemblages representing comparable
time spans by separating out sherds known, from stratigraphic evidence,
to have been deposited before roomblock construction. Unfortunately, the
absence of clear stratigraphy in most midden deposits made it impossible
for Glowacki to define midden assemblages representing comparable spans
of sherd deposition, despite evidence that these middens accumulated over
widely varying lengths of time (see the discussion of occupation-span
estimates, paragraphs 2938). Thus, there
is no means by which to consistently subdivide block-level pottery assemblages
into groups that represent comparable spans of sherd deposition. As a
result, the relative frequencies of types and attributes in block-level
pottery assemblages can be expected to vary in accordance with the overall
occupation span of each architectural block as well as with the mean occupation
date of each area.
44
Variation in deposition of corrugated sherds across architectural blocks
can be used to illustrate why it is difficult to interpret multivariate
analyses of block-level assemblages in chronological terms. Figure
4 examines the relationship between multivariate seriation results
and corrugated sherd deposition across architectural blocks. The x-axis
gives the first axis score from a correspondence analysis of type and
attribute counts for the rim sherds from decorated bowls from each architectural
block. This axis accounts for approximately one-half of the total inertia,
or variation, in this dataset. It is standard practice to assume that
most of this variation is due to the passage of time, and therefore, that
the axis that accounts for the greatest proportion of this variation captures
the chronological sequence for these assemblages. A noncutting tree-ring
date of A.D. 1254 from Block 1200 anchors the late end of this putative
seriation and suggests that assemblages with negative scores date from
the late years of the site occupation, whereas assemblages with positive
scores date from the early years of the occupation.
45
The y-axis plots the deposition of corrugated sherds in midden
test units as an estimate of the relative occupation span of each architectural
block. The resultant graphic shows that a chronological interpretation
is misleading in this case. All assemblages with more than 1,500 g of
corrugated pottery per midden test unit fall in the middle range of the
seriation suggested by the first axis of the correspondence analysis.
In contrast, all assemblages that fall at either end of the seriation
produced less than 1,500 g of corrugated pottery per midden sampling column.
That assemblages deriving from long deposition spans should fall in the
middle of a seriation makes some sense, since such assemblages are more
likely to contain pottery exhibiting characteristics of both the early
and late years of deposition. It also makes sense that assemblages exhibiting
predominantly early or late characteristics will tend to have been deposited
over shorter time spans. However, this analysis does not provide enough
information to determine the relative chronology of architectural blocks
inhabited for longer periods.
46
What we need to overcome this problem is a method of pottery dating that
(1) takes the relative span of sherd deposition in each roomblock area
into account and (2) allows for mixing of pottery from multiple periods
of occupation. Kohler and Blinman
(1987*1) used multiple regression analysis in combination with a calibration
dataset to apportion pottery from mixed assemblages to time periods. An
alternative approach developed here combines features of mean ceramic
dating (Christenson 1994*1),
assemblage-based dating (Wilson
and Blinman 1999*1), and composite ceramicdistribution dating
(Steponaitis and Kintigh 1993*1)
to estimate the occupational histories of architectural blocks using pottery
samples recovered in Crow Canyon's testing at Yellow Jacket. The following
sections present the calibration data, assumptions, and calculations of
this method, as well as the results generated from its application to
block-level pottery assemblages from Yellow Jacket Pueblo.
Calibration Dataset
47
A calibration dataset summarizes quantitatively the characteristics of
pottery assemblages from sites of known age. Using this information as
a gauge and employing a variety of statistical techniques, one can apportion
pottery assemblages like those from Yellow Jacket to various time periods.
The calibration dataset for this study consists of type and attribute
data for rim sherds from decorated bowls at 35 tree-ring-dated sites with
relatively short occupation spans. These assemblages have been analyzed
previously as part of a study of pottery painting in the Mesa Verde region
(Ortman 2000*1). The same analysts
examined both the Yellow Jacket Pueblo assemblage and the calibration
dataset assemblages, and the same types and attributes were recorded for
all sites. The information from these well-dated sites can be used to
develop a calibration data set that summarizes pottery design change over
time.
48
Twenty-nine of the sites in the calibration dataset contain a single occupational
component, and six contain two occupational components. In two-component
sites, sherds were assigned to one of the two components using provenience
information. At sites with two components separated by an occupational
hiatus, the type to which individual sherds were assigned was also used
when it was obvious that a sherd was not associated with the component
suggested by its provenience. At two-component sites with continuous occupations,
however, sherds were assigned to components using provenience information
only. Table 11 and Table
12 give counts and sample sizes, respectively, for types and attributes
recorded for each of the 41 components in the calibration dataset.
49
Because these components do derive from comparable spans of sherd deposition,
traditional seriation approaches can be used to test the suitability of
the recorded data categories for chronological study. This can be accomplished
by comparing a relative chronology suggested by multivariate analysis
of the pottery data with the absolute chronology of the tree-ring-dated
components. Figure 5
makes this comparison. The x-axis plots these components according
to the latest tree-ring date with which each is associated, regardless
of whether the date is a cutting or noncutting date. A certain amount
of error is unavoidable when placing these components in an absolute chronology
because of sampling and preservation issues, variable relationships between
tree-harvesting and construction and occupation, and differences in the
treatment of structure roofs at abandonment. As long as the chronological
relationship between the latest tree-ring date and sherd deposition is
basically similar across components, however, the tree-ring data should
provide a simple and straightforward way of estimating the absolute chronological
relationships among these components.
50
The y-axis gives the first axis score from a correspondence analysis
of type and attribute counts for tree-ring-dated assemblages of rim sherds
from decorated bowls in the calibration dataset. This axis accounts for
approximately three-quarters of the total inertia, or variation, in this
dataset. It is clear from the high correlation (r = .9616) between
the correspondence analysis results and the tree-ring data that the type
and attribute data recorded for the components in the calibration dataset
closely reflect the absolute chronology of these components. Thus, the
type and attribute categories tabulated in this dataset and in block-level
assemblages from Yellow Jacket Pueblo should be adequate for chronological
study.
51
On the basis of the latest associated tree-ring date, each of the 41 components
in this dataset was assigned to one of seven temporal phases. The seven
phases are A.D. 10201060, A.D. 10601100, A.D. 11001140,
A.D. 11401180, A.D. 11801225, A.D. 12251260, and A.D.
12601280. In a few multiple-component sites, only one of the two
components is associated with tree-ring dates. In such cases, the undated
component was assigned to a phase on the basis of architectural details
and pottery assemblage data.
52
For each of the seven temporal phases, Table
13 estimates the proportion of sherds that are of a given type or
that exhibit a given attribute. These estimates were derived using empirical
Bayesian statistical methods for proportions as described in Iversen
(1984*1:1833) and as applied to archaeological data by Robertson
(1999*1). Bayesian methods, in which prior information on a given
population parameter is combined with the sample data to produce a refined
estimate of that parameter, are an alternative to classical statistical
techniques. In this case, the proportion of sherds of a given type or
exhibiting a given attribute was estimated for each phase, using the calibration
dataset and Robertson's (1999*1:140)
techniques. The mean of the posterior probability-density function (µ'')
for each parameteran estimate of the proportion of sherds deposited
during a certain phase that exhibit a particular type or attributeis
given by equation 1:
where x = the number of presences of a given type or attribute
in a given phase, n = the number of determinate observations for
that parameter in the given phase, and a and b are derived
as follows (equations 2 and 3, respectively):
| |
[ |
µ'
( 1 µ'
) |
|
], |
|
|
[ |
µ'
( 1 µ'
) |
|
]. |
| a
= µ' |
|
1 |
and | b
= ( 1
µ' ) |
|
1 |
| |
s'
2 |
|
|
|
s' 2 |
|
In equations 2 and 3, µ' and s'2
are parameters of the prior distribution derived from the sample data:
µ' is the mean proportion of a given type or attribute across
calibration dataset components dating from a given phase, and s'2
is the variance in these proportions. The resultant µ''
values are given in each cell of Table
13. Because a small amount of mixing is unavoidable among the components
included in the calibration dataset, and also because it is likely that
some analytical errors exist in the database, the estimates in Table 13
assume that (1) a given type or attribute did not appear until the phase
during which it occurs on more than 2 percent of sherds and (2) the attribute
or type disappeared by the phase during which it occurred on less than
1 percent of sherds in the calibration data.
53
Using the data in Table 13,
we can divide the value in each cellthe estimated proportion of
sherds showing a given type or attribute in each periodby the sum
of proportions for this type or attribute across phases to calculate the
probability that a sherd of a particular type or exhibiting a given attribute
dates to each of the seven phases. These probability distributions for
types and attributes across phases allow us to assess the chronological
significance of each sherd in assemblages that contain sherds deposited
during more than one phase. In like fashion, the chronological significance
of an entire assemblage can be assessed by adding together one associated
probability distribution (an array of seven numbers representing the probability
that a sherd of a given type or exhibiting a given attribute was deposited
during each of the seven phases) for each occurrence of a type or attribute
in the assemblage. This will produce a composite probability-density distribution
that summarizes the probability that sherds contributing to the assemblage
were deposited during each of the seven phases.
54
Phase probabilities for each type and attribute are given in Table
14. These values indicate, for example, that a rim sherd classified
as Mancos Black-on-white was almost certainly deposited sometime between
A.D. 1020 and 1180, and that its most probable single phase of deposition
was between A.D. 1100 and 1140, although deposition in earlier phases
was also reasonably likely. To make these phase probabilities more suitable
for composite probability-density analysis, they have been scaled to account
for biases that can be incorporated into this kind of analysis when several
attributes with correlated chronological distributions are recorded for
each sherd. For example, many rim sherds deposited during Phase 7, between
A.D. 1260 and 1280, will be classified as Mesa Verde Black-on-white and
will exhibit rim ticks, thick and thin framing lines, and exterior band
designs. Thus, one sherd exhibiting these characteristics will contribute
four probability distributions to a composite distribution. In contrast,
many rim sherds deposited during Phase 4, between A.D. 1140 and 1180,
will be classified as McElmo Black-on-white and will exhibit rim ticks
but no additional attributes. A sherd exhibiting these characteristics
will thus contribute only two probability distributions to the composite
distribution.
55
This example suggests that the estimates of type and attribute proportions
in Table 13 may be biased
in favor of certain phases and against others. One can gauge the extent
of this bias by summing the type or attribute probability for each phase.
The second to last column in Table
13 presents these phase probability totals, which illustrate that
these data are slightly biased against the middle phases of the time span
encompassed by the calibration dataset. This bias probably derives from
the analysis system used rather than from historical trends in occupation.
To take this bias into account, the phase probabilities in Table
14 have been weighted so that there is equal prior probability for
each time period across types and attributes. This was accomplished by
multiplying the raw phase probability for each type or attribute by a
ratio calculated for each phase; the ratio itself was calculated by dividing
the sum of probabilities for all types and attributes within that phase
by the mean of these values across all seven phases. As a result, certain
types and attributes contribute more total "probability" per occurrence
to the composite-probability distribution than others. The bottom row
of Table 14 gives the relative
weight given to each type or attribute in this analysis. If these phase
probability distributions had been left unweighted, each would have summed
to 1.000.
56
In the absence of a fairly complete calibration dataset like the one used
here, previous studies using composite probability distributions (e.g.,
Carlson 1983*1; Christenson
1994*1; Hurt 2001*1; Steponaitis
and Kintigh 1993*1) have assumed that the chronological distributions
of pottery types take the form of normal, bell-shaped curves. The scaled
phase probability distributions for pottery types and attributes derived
from the calibration dataset are plotted in Figure
6 and Figure 7; these
graphs show that this assumption is not realistic for these data. These
distributions are highly variable, and many more closely approximate an
S-shaped logistic curve than resemble a bell-shaped normal curve. In fact,
most studies on the diffusion of culture traits in living human populations
have found that logistic curves best capture the adoption dynamics of
such traits over time (Henrich 2001*1).
Thus, analyses using these empirically derived probability-density curves
are likely to produce more realistic results than approaches relying on
theoretical probability-density curves that do not in fact model the typical
dynamics of cultural transmission seen in empirical studies.
Probability-Density Analysis
57
The next step in the analysis is to use phase probability distributions
for types and attributes in conjunction with sample data to compute a
composite probability-density distribution for that sample. This is accomplished
in three steps: (1) the array of phase probabilities for each type or
attribute given in Table 14
is multiplied by the number of sherds of the corresponding type or with
the corresponding attribute in an assemblage (in this case, each assemblage
is a block-level pottery assemblage from Yellow Jacket given in Table
9); (2) the results are summed across all types and attributes; and
(3) the total probability for each phase is divided by the number of observations
in the assemblage to obtain the proportion of total probability assigned
to each phase. The resulting proportions are initial estimates of the
probability of occupation of each block during each of the seven phases.
These initial proportions are given for the block-level assemblages from
Yellow Jacket Pueblo in Table
15(A).
58
To produce Bayesian estimates of these proportions, we also need to calculate
the probability of actually obtaining the sample proportions of types
and attributes from each assemblage, on the assumption that each sample
was deposited during a particular phase with associated population proportions
given in the calibration dataset. The question asked in this step is,
What is the probability of obtaining the observed sample proportion of
a type or attribute if the sample were drawn from a given phase, given
the population proportion estimate for that type or attribute in that
phase in the calibration dataset? This figure can be obtained for each
period for each type or attribute in each assemblage using the assemblage
data, the calibration dataset, and the binomial distribution. For each
of the seven phases, the mean of these values across types and attributes
is taken as an estimate of the conditional probability that the sample
was drawn from that phase. The resulting array of conditional probabilities
for the block-level pottery assemblages from Yellow Jacket Pueblo is given
in Table 15(B). These data
indicate, for example, that the mean probability of obtaining the observed
sample of type and attribute proportions from Block 100, if it in fact
dated to Phase 1 (A.D. 10201060), is .08.
59
Finally, these conditional probabilities are combined with the initial
proportion estimates using Bayes' theorem to produce final estimates of
the probability of sherd deposition during each of the seven phases under
consideration. The version of Bayes' theorem used to calculate, for example,
the probability of sherd deposition during Phase 1 in Block 100 is shown
below in equation 4 (after Iversen
1984*1):
| |
Pprior
(Ph1|B100)
x Pcond
(B100|Ph1) |
| Ppost
(Ph1|B100)
= |
|
| |
S
(for all i) [Pprior
(Phi|B100)
x Pcond
(B100|Phi)]. |
This equation reads, "the posterior probability of sherd deposition in
Block 100 during Phase 1 equals the prior probability of sherd deposition
in Block 100 during Phase 1, times the conditional probability of obtaining
the Block 100 sample if it were deposited during Phase 1, divided by the
sum, across Phases, of the prior probability for each Phase for Block
100, times the conditional probability for the Block 100 sample associated
with each of the seven phases." The results of these calculations are
given in Table 15(C). These
final estimates are used below to assess the occupational histories of
architectural blocks at Yellow Jacket.
A Test of the Method Using Sites from the Calibration Dataset
60
To my knowledge, the method of pottery dating presented in the above paragraphs
has not been attempted previously. Thus, it may prove useful to check
how well this method can predict periods of occupation at sites of known
age. Sites in the calibration dataset (Table
11 and Table 12) can
be used for this purpose. The analyzed assemblage from each site includes
one or two occupational components. Each component dates from only one
of seven time periods between A.D. 1020 and 1280, and most are associated
with tree-ring dates. At least one of the two components at every two-component
site is associated with tree-ring dates, and the relative chronological
relationships between components at two-component sites are clear in every
case.
61
Table 16 presents Bayesian
posterior probability distributions for the sites in the calibration dataset.
These distributions were calculated using the same procedures applied
to the block assemblages from Yellow Jacket Pueblo (see the discussion
of the probability-density analysis, paragraphs 5759).
In this analysis, assemblages associated with each component at multiple-component
sites were aggregated to produce "mixed" assemblages. These whole-site
assemblages were used to determine whether the methods developed in this
report can (1) assign assemblages from sites of known age to their proper
temporal phases and (2) distinguish and date components from mixed assemblages.
The table entries in boldface type represent phases during which occupation
is known to have occurred for each of these sites (inferences based on
tree-ring dates). Underlined table entries indicate phases of occupation
suggested by the application of the following decision rules to the data
in the cells of the table: (1) if the site is known to be a single-component
site, the single most probable phase (or the mode of the posterior probability-density
distribution) was chosen as the phase of occupation; and (2) if the site
is known to have included two occupational components, the shape of the
probability distribution determined which two phases were chosen. If this
distribution was bimodal, the two modes were chosen; if it was unimodal,
the two most probable phases were chosen.
62
An important point raised by these decision rules is that, by themselves,
posterior probability distributions are insufficient for determining the
occupational histories of sites. One must also know something about the
occupation span of a site to interpret these distributions. In the absence
of this sort of ancillary information, other researchers working with
cumulative probability distributions have defined the occupation span
of a site by one of two standards: either as all phases above a certain
probability level (for example, .2 in Hurt
[2001*1]) or as the interval that encompasses a specified proportion
of the total area under the distribution, excluding the tails (for example,
75 percent in Steponaitis and Kintigh
[1993*1]). Application of such rules to the Bayesian posterior probability
distributions for the sites in the calibration dataset would produce imprecise
results and would overlook the bimodal probability distributions that
characterize sites with two discontinuous occupations separated by a period
of abandonment.
63
For example, using the posterior probability distribution for Saddlehorn
Hamlet (Table 16), we can
say that the likelihood that the artifacts at this site were deposited
between A.D. 1180 and 1280 is .92. Indeed, the probability of sherd deposition
during each phase in this interval is greater than .2. But this does not
necessarily mean that the actual occupation of Saddlehorn Hamlet was a
century in duration. In fact, accumulations of corrugated sherds (Table
7) suggest that the occupation span of this site was only about 23
years and therefore occurred during only one phase. In addition, the latest
tree-ring date from the site, a noncutting date of A.D. 1256, suggests
that this occupation occurred in the midA.D. 1200s. So in this case,
picking only the most probable phase in the site's probability-density
distribution, A.D. 12251260, yields an estimate of its occupational
history that is consistent with pottery accumulations and tree-ring data.
But we need to know how many phases to pick from the probability distribution
to arrive at this best estimate.
64
The components in the calibration dataset were defined in such a way that
each component would date from one, and only one, phase. If we interpret
posterior probability-density distributions for these sites using decision
rules that take this prior knowledge into account, the similarity between
phases suggested by the probability-density analysis (the underlined entries
in Table 16 ) and those suggested
by tree-ring data (the Table
16 entries in boldface type) shows that probability-density analysis
can accurately date sites with known occupation spans. Thirty of the 41
components in the calibration dataset are assigned to the same phase by
both tree-ring data and probability-density analysis. Furthermore, the
11 components that do not coincide are, in every case, assigned to adjacent
phases by the two methods. Figure
8 shows that discrepancies in these phase assignments are minor and
random. However, there is a slight tendency for assemblages tree-ring-dated
to Phase 2 or 3 to be assigned to an earlier phase by the probability-density
analysis. The assemblages from several of these sites are quite small
(Table 16), so it is possible
that sampling error is responsible for at least some of these discrepancies.
65
On one level these results are not surprising, because the components
in the calibration dataset and the site assemblages assigned to phases
in this test use sherds from the same sites. At a minimum, this test shows
that the method's calculations do not obscure the occupational histories
of these sites. The strongest possible test would be to use probability-density
analysis of "mixed" or total-site pottery assemblages to date the occupations
at multiple-component sites of known age that are not included in the
calibration dataset. It would be somewhat misguided, however, to conduct
such a test without using the best possible estimates of type and attribute
proportions for each phase, and to do so one would need to incorporate
information from as many appropriate contexts as is feasible in the calibration
dataset. It is also important to recognize that the calibration data
values are not simple proportions calculated by aggregating all components
dating from each phase into a single assemblage. Rather, they are estimates
of population parameters derived from several independent samples drawn
from the population of sherds deposited during a given phase. It is not
at all guaranteed that individual samples drawn from such a population
will be assigned to the proper phase through comparison with population
parameter estimates derived from numerous samples. That Bayesian probability-density
analysis can do so with an acceptable degree of accuracy suggests that
errors in assigning the sites in the calibration dataset to phases probably
derive more from shortcomings in the available data than from the mathematical
characteristics of the method.
Pottery Dating Synthesis, Yellow Jacket Pueblo
66
We are now in a position to combine occupation-span estimates with the
results of probability-density analysis to estimate the occupational history
of each investigated architectural block at Yellow Jacket Pueblo. Table
17(A) presents occupation-span estimates for each architectural block
derived using the regression equation developed from the Sand Canyon locality
tested sites (see paragraphs 2938). Table
17(B) presents the Bayesian posterior probability distribution for
each architectural block (see paragraphs 5759).
The phases during which sherd deposition (in most cases resulting from
habitation) is inferred for each architectural block are indicated by
the table entries in boldface type. The following decision rules were
used to allocate years of occupation in Table 17(A) to specific phases
in Table 17(B): (1) the single most probable phase was chosen, and the
number of years in this phase was subtracted from the occupation-span
estimate; (2) if the probability distribution was bimodal and the remaining
years to be allocated were more than half the number of years in the phase
corresponding to the secondary mode, the phase in which the secondary
mode occurs was chosen; (3) additional phases of occupation were chosen
in decreasing order of their relative probability, and the number of years
in each additional phase was subtracted from the remaining years of occupation
for that block, until the difference between the occupation-span estimate
and the number of years in the chosen phases of occupation was closest
to zero.
67
We can make several interpretations regarding the occupational history
of Yellow Jacket Pueblo on the basis of the table entries in boldface
type in Table 17(B). First,
we can say that the occupation of the site was continuous over approximately
220 years, because sherd deposition is likely to have occurred in multiple
architectural blocks during each period between A.D. 1060 and 1280. These
data also suggest that relatively few architectural blocks were occupied
between A.D. 1140 and 1180. This suggestion is consistent with evidence
of declining agricultural productivity (Van
West and Dean 2000*1), increased social conflict and violence (Billman
et al. 2000*1; Kuckelman et
al. 2000*1; Turner and Turner
1999*1), and declining construction activity (Varien
1999*1:188192) across the central Mesa Verde region during this
period. However, the calibration data are also weakest for this interval,
so it remains possible that this apparent decline in population is illusory.
Finally, these data suggest that the site population was greatest between
A.D. 1180 and 1225, that the population remained high between A.D. 1225
and 1260, and that the resident population declined slightly during the
final decades of occupation, between A.D. 1260 and 1280.
68
A more detailed model for the occupational history of Yellow Jacket Pueblo
can be developed by examining the spatial and temporal distribution of
architectural blocks occupied during various time periods. Figure 9, Figure 10, and
Figure 11 summarize the
spatial distribution and relative intensity of occupation in tested architectural
blocks during three stages of development: A.D. 10601140, A.D. 11801260,
and A.D. 12601280. Blocks that were not tested by Crow Canyon, including
structures on the southeast talus slope and those on the uplands outside
the Archaeological Conservancy boundary, are outlined but not labeled
on these maps. The relative intensity of occupation in each architectural
block during these three stages was determined by averaging the posterior-probability
values for each block over the phases in each stage, and ranking these
values in decreasing order of magnitude. Darker shading indicates a higher-ranked
intensity of occupation. It is likely that, for the most part, the architecture
of each block reached the form and extent recorded on the site map during
the stage in which it was occupied most intensively. However, no attempt
has been made to estimate the number and arrangement of architectural
features occupied during other stages. Thus, the current model simply
estimates times and places where sherd deposition resulting from occupational
activities occurred.
69
Although the available data offer only a broad-brush view, they suggest
several trends in the historical development of Yellow Jacket Pueblo.
First, the longest-occupied architectural blocks (Blocks 100700) cluster
along the central, north-south topographic "spine" on which the village
developed. Second, early occupation at the site, between A.D. 1060 and
1140, appears to have consisted of several habitations spaced along this
spine, including areas on the talus slope near the spring at the confluence
of the two drainages that define the "point" on which the site is located.
The Chaco-era great house and great kiva at the northern end of the site
were also probably constructed during this period. But, unfortunately,
these features are located in an area of the site that we were not granted
permission to test, so we do not have comparable pottery data with which
to support this hypothesis.
70
Third, the occupation of Yellow Jacket Pueblo was most extensive and intensive
between A.D. 1180 and 1260. During this period, the area along the central
spine filled in, and additional roomblocks were constructed east of the
spine and on the talus slope below the southwest canyon rim. For the most
part, the occupations of these more-peripheral roomblocks were shorter
than those of the central roomblocks. Finally, during the last 20 years
of occupation, roughly A.D. 1260 to 1280, the village population either
declined or coalesced into fewer architectural blocks (Figure
11). Several peripheral roomblocks were abandoned, and the settlement
contracted back toward the central spine. In addition, a major new construction,
the great tower complex (Block 1200), was undertaken along the canyon
rim at the northeast edge of the village. Kuckelman and Ortman incorporate
these pottery dating results with architectural and stratigraphic information
in a more synthetic discussion of the chronology of Yellow Jacket Pueblo
in "Chronology."
Pottery Rim-Arc Analysis
71
Rim-arc measurements were made on a sample
of rim sherds from white ware bowls and corrugated gray jars from Yellow
Jacket Pueblo. The radius of the parent vessel from which each rim sherd
derived was estimated by placing the rim face down on simplified radial
graph paper and comparing its curvature to a series of nested circles
drawn with radii at 3-cm intervals. Radius Interval 9 encompasses radii
that lie somewhere between 6 and 9 cm, Interval 12 encompasses radii that
lie somewhere between 9 and 12 cm, and so on. The degrees of arc encompassed
by the sherd was also estimated to the nearest 5 degrees, using the upper
boundary of the interval as a guide. In the analysis of bowl rims, an
attempt was made to identify sherds from the same vessel, and in such
cases, only the largest sherd from each vessel was included. No similar
attempt was made for rims from corrugated jars. However, because of the
much smaller number of rim sherds generated from a single corrugated jar
(compared with the number of rim sherds generated from a single bowl),
it is reasonable to assume that few of the jar rims analyzed derive from
the same original corrugated vessel. Thus, it is reasonable to assume
that these rim-arc data reflect rim-radius distributions for samples of
vessels rather than for samples of sherds per se.
72
Analyses of reconstructible vessels from Sand Canyon Pueblo, a late Pueblo
III village located approximately 15 km southwest of Yellow Jacket Pueblo,
indicate that, in general, rim diameters and volumes are correlated (Ortman
2000*2:par. 4446). This holds true for both white ware bowls
and corrugated gray jars. These analyses also suggest that the rim radius,
or the radius measured at the rim, of broken vessels can be estimated
with an acceptable degree of accuracy through rim-arc analysis (Ortman
2000*2:par. 49). Thus, distributions of rim-radius estimates should
reflect the size distributions of white ware bowls and corrugated gray
jars used and discarded at a site.
73
Rim-arc data were collected for white ware bowl rims from contexts that
could be assigned to one of two time groups on the basis of architectural,
stratigraphic, tree-ring, and pottery evidence. Sherds from the great
tower complex (Block 1200) can be securely dated to the final decades
of occupation, between A.D. 1260 and 1280; sherds from Blocks 700, 2200,
2600, and 3200, and from Structure 903, date from earlier periods, primarily
between A.D. 1100 and 1225. These two groups of sherds are labeled "Late"
and "Early," respectively.
74
In addition, every corrugated jar rim that was large enough to be measured
was analyzed. Pottery dating results were used to place these sherds into
four context groups. Rims from architectural blocks that were occupied
for 100 years or more, including the final decades of occupation (Blocks
100600, and 2000), were placed in the "Central" group. These blocks
are all located along the central, north-south "spine" of the village.
Rims from architectural blocks with occupations dating before A.D. 1180
( Blocks 700, 2400, 2600, 3200, and 3300) were placed in the "Peripheral
Early" group; these blocks are scattered throughout the site. Rims from
architectural blocks with occupations that date from A.D. 1180 and later
(Blocks 800, 900, 1000, 1100, 2100, 2200, 2300, 2500, and 3400) were placed
in the "Peripheral Late" group; these blocks are located in various areas
of the site, but most are not along the central spine. Finally, rims from
Block 1200, the one block occupied between A.D. 1260 and 1280 only, were
assigned to the "Great Tower" group. Comparing the rim-arc data for white
ware bowls and corrugated gray jars in these time and context groups allows
us to examine changes in food preparation and serving activities over
the life of the village.
75
Figure 12 and Figure
13 present the results of rim-arc analysis for these various time
and context groups at Yellow Jacket Pueblo. Rims that encompass fewer
than 20 degrees of arc are excluded from these summaries because the accuracy
of rim-radius estimates derived from such sherds is questionable (Ortman
2000*2:par. 49). The total degrees of arc assigned to each radius
interval, rather than the count or weight of sherds assigned to each radius
interval, is used as the measure of abundance. This compensates for the
tendency of smaller-diameter vessels to break into fewer rim sherds that
encompass more degrees of arc than do larger-diameter vessels (Pierce
and Varien 1999*1).
76
The white ware bowl data in Figure
12 show that the distribution of radii in the Early group has a single
mode, whereas that in the Late group has two modes, at the 9- and 15-cm
intervals. The Late group also contains more large vessels than does the
Early group. These differences suggest that more large bowls, and bowls
of two distinct sizes, were used and discarded during the later years
of occupation at Yellow Jacket. Such changes in bowl size over time probably
relate to changes in the nature of meals served in the village. Rim-arc
data from sites in the Sand Canyon locality (Ortman
2000*2:par. 5354; Ortman
and Bradley 2002*1) and from Woods Canyon Pueblo (Ortman
2002*1) exhibit similar patterns.
77
Cowgill (1990*2:68) argues that
a bimodal size distribution for a group of artifacts likely reflects the
existence of a conceptual distinction between large and small versions
of that artifact type among their makers. Following this argument, it
is likely that bowls discarded at the great tower complex during the final
years of occupation at Yellow Jacket were conceived of as having two distinct
sizes. Additional analysis will be necessary to determine whether this
distinction was prevalent throughout the village during the final decades
of occupation or was restricted to bowls used and discarded at the great
tower complex only. Because bimodal size patterns are apparent in late
Pueblo III assemblages from Sand Canyon, Castle Rock, and Woods Canyon
pueblos, however, it is likely that similar food-serving and food-consumption
practices characterized several late Pueblo III villages in the central
Mesa Verde region.
78
Previous analyses of corrugated gray jar rims have also identified changing
patterns in vessel size associated with the development of late Pueblo
III villages. Data from sites in the Sand Canyon locality suggest that
more large-volume cooking pots were used and discarded at Sand Canyon
Pueblo than at smaller villages and earlier hamlets in the locality (Ortman
2000*2: par. 57). Because the sizes of households do not appear to
have changed over time, these data suggest that more communal meals were
prepared and consumed at Sand Canyon Pueblo than at smaller Sand Canyon
locality sites (Ortman 2000*2;
Ortman and Bradley 2002*1).
Rim-arc data for corrugated jar rims from Yellow Jacket Pueblo (Figure
13) also duplicate these results. The rim-radius distributions for
corrugated jars in the Peripheral Late group and for jars in the Great
Tower group clearly show that more large-volume corrugated jars were used
and discarded in these areas than in roomblocks in the Central and Peripheral
Early groups. Assemblages in the Central group contain a mixture of vessels
deposited early and late in the village's history, and thus they are not
suitable for illustrating time trends. Nevertheless, comparison of rim-radius
distributions for the remaining three context groups suggests that more
large meals were prepared and consumed at Yellow Jacket during the final
century of Pueblo occupation, when the site was a large village, than
in earlier times.
Analysis of Pottery Rim Form
79
Classifications of corrugated gray ware pottery devised for chronological
purposes derive from the observation that rim eversion in corrugated jars
increased gradually over time. Wilson
and Blinman's (1999*1) classification includes three types, as follows:
- Mancos Corrugated, for rims with eversion
of less than 30 degrees (most common between A.D. 1025 and 1100)
- Dolores Corrugated, for rims with eversion
between 30 and 55 degrees (most common between A.D. 1100 and 1180)
- Mesa Verde Corrugated, for rims with
eversion greater than 55 degrees (most common between A.D. 1225 and
1280)
The classification system used by Crow Canyon, in contrast, recognizes
only two types: Mancos Corrugated, for rims with eversion less than or
equal to 30 degrees, and Mesa Verde Corrugated, for rims with eversion
greater than 30 degrees. Dolores Corrugated is, in effect, subsumed by
Mesa Verde Corrugated. In both systems, the degree of eversion is estimated
visually by holding the sherd as it would have been oriented in the original
vessel and examining its profile. Crow Canyon uses the simpler, two-type
system to minimize interobserver variation in typing. An unfortunate result
of this system is that most corrugated rim sherds deposited at Pueblo
III sites are classified as a single type, Mesa Verde Corrugated, and
thus are of little value for relative dating arguments.
80
Because variation in rim eversion in corrugated jars is continuous, an
alternative to typological classification for assessing the chronological
value of sherds from such vessels is to measure the eversion angle directly.
This has been attempted previously using samples of corrugated rim sherds
from Woods Canyon Pueblo and the Yellow Jacket great tower complex (Ortman
2002*1). Results of this previous study suggest that it is difficult
to calculate eversion angles directly from rim measurements, but that
both the horizontal width and the diagonal length of rims on corrugated
jars increased over time. This suggests that time-sensitive variation
in corrugated jar form might be captured more simply by measuring the
curvilinear distance from the inflection point marking the minimum orifice
diameter of the vessel out to the edge of the rim. A flexible ruler, graduated
in fiftieths of an inch, was used to record this measurement for all 257
corrugated jar rims in the Yellow Jacket assemblage on which both the
rim edge and the inflection point perpendicular to and below this edge
(marking the minimum orifice diameter) could be identified.
81
Figure 14 uses box plots
to summarize the distribution of these flare measurements across four
vessel-size categories and across the four context groups defined in paragraph
74. The four size categories are as follows: small (radius intervals
3 and 6), medium (radius interval 9), large (radius interval 12), and
extra-large (radius intervals 15 and 18). For each distribution, the shaded
box represents the midspread (middle 50 percent of cases); the thick,
horizontal line inside the box represents the median; and the tails illustrate
the range of values, up to 1.5 box lengths from the edges of the box.
Outliers are excluded from these charts.
82
Figure 14 shows that
the flare of corrugated rims is associated to some degree with both vessel
size, as estimated by rim-arc analysis, and time, insofar as it is captured
by the four context groups. The midspread of flare measurements increases
gradually with vessel size, and the median flare measurement increases
gradually across the four context groups. In contrast, evidence that variation
in rim-flare measurements is associated with occupation span is equivocal.
The midspread of measurements for the Central group assemblage, deposited
over a two-century period, is actually less than that for the Great Tower
group assemblage, which was deposited over the span of a few decades.
And although the range of flare measurements is greatest for the
Central group, this group also has the largest sample size.
83
It is therefore clear that some of the variation in flare measurements
results from the fact that larger vessels tend to have larger rims that
will produce larger measurements somewhat independent of the shape of
the rim. Because rim-arc data suggest that late assemblages from Yellow
Jacket Pueblo contain more large corrugated vessels than do early assemblages,
one might expect sherds from these late assemblages to possess larger
rim measurements overall. However, the pattern of increasing "flare" through
time appears to hold even when vessel size is taken into account. Figure
15 shows that, for the most part, the flare of corrugated jar rims
increased through time within individual size categories. Thus, the increase
over time in the degree of rim flare in corrugated jars observed in this
dataset appears to reflect both an inherent increase in the flare of rims
and an increase in the number of large vessels used and deposited at the
site. Additional studies using unmixed, single-component assemblages may
be necessary to identify chronological patterning in corrugated vessel
form more clearly.
Modified and Shaped Sherds
84
A number of modified sherds and shaped sherds were collected during excavations
at Yellow Jacket Pueblo. Table
18 summarizes the pottery types of these sherds by count and weight
and also presents relative frequencies of different types by count and
weight. Modified sherds possess at least one abraded edge. In some cases
this modification may have resulted from scraping wet clay during pottery
making. However, no attempt was made to identify pottery scrapers among
the modified sherds recovered from Yellow Jacket Pueblo. Shaped sherds
have edges that were flaked, ground, or both, to make a specific shape.
Some larger shaped sherds may be pottery fragments that were used as containers
(called "sherd containers" in Crow Canyon's analysis system) or as pottery-molding
trays called pukis. Perforated sherds with shaped edges were classified
as sherd pendants and are discussed in paragraphs
155156. Sherds with shaped edges but lacking a perforation,
such as disks, triangles, and rectangles, were classified as shaped sherds
and are included here. These shaped sherds may have been pendant blanks,
gaming pieces, or other nonutilitarian items.
85
Table 19 summarizes modified
and shaped sherds according to the ware and form of the parent vessel
for each piece. A comparison of the percentages by count and weight shows
that relatively fewer modified or shaped sherds came from corrugated vessels,
but that these sherds tend to be larger than the modified or shaped sherds
from vessels of other wares. Corrugated sherds are not well suited for
use as pottery scrapers, because they have uneven surfaces, coarse paste,
and large temper inclusions, all of which make it difficult to create
a smooth scraping edge. However, several complete corrugated sherd containers
have been found in excavations at other sites, such as Sand Canyon Pueblo.
Most modified and shaped sherds at Yellow Jacket Pueblo are from white
ware vessels. White ware jar sherds were often of an appropriate size,
shape, and curvature for use as pottery scrapers. In contrast, sherds
from white ware bowls were typically more intricately painted and finely
finished and, therefore, were more suitable for shaping into gaming pieces
or pendant blanks.
Pottery Vessels
86
Seventeen whole, partial, or reconstructible
vessels were collected from various contexts at Yellow Jacket Pueblo.
Ten of these are white ware bowls, four are corrugated jars, one is a
lid from a kiva jar, one is a mug, and one is a sherd container made from
the base of a corrugated jar. No nonlocal vessels were found.
87
Vessel type, form, and condition are recorded during analysis. In addition
to these data, specific vessel measurements and information about archaeological
context are presented in Table
20 and Table 21, respectively.
If a vessel has been reconstructed, you can click on its vessel number
in Table 20 or Table
21 to see a photograph of it. Vessel numbers 1118 were assigned
to pottery vessels from the excavations of "Square Mug House" (that is,
the great tower complex) by the Museum of Western State College in 1931
(Hurst and Lotrich 1932*1) and
are not considered here.
Pottery Production and Exchange
88
This section summarizes the direct and indirect evidence of pottery production
at Yellow Jacket Pueblo and examines the intraregional networks of pottery
exchange in which Yellow Jacket participated. Evidence of long-distance
pottery exchange is presented in the discussion of objects of nonlocal
materials (paragraphs 157159).
Direct Evidence of Pottery Production
89
Direct evidence of pottery production in the Yellow Jacket Pueblo assemblage
is summarized in Table 22.
Such evidence includes manufacturing tools such as polishing stones, raw
materials such as pottery clay and temper, and unfinished vessels such
as unfired sherds. A fourth potential type of direct evidence is pottery
scrapers made from sherds. Although pottery scrapers have been collected
from other sites in southwestern Colorado (e.g., Wilson
1988*2:Table A.6), no attempt was made to identify them in the Yellow
Jacket assemblage.
90
Prepared clays suitable for use in pottery making were found in several
locations at Yellow Jacket Pueblo. Igneous rock samples are also considered
to be raw material for pottery manufacture because this material was not
often made into stone tools, but was often ground for use as temper in
white ware and corrugated gray ware vessels. Because the closest major
source of igneous rock is the Dolores River valley, approximately 10 km
to the east, this material must have been brought to the site by humans.
91
Polishing stones are small, very smooth, and very hard stones or pebbles
that exhibit evidence of abrasive wear. Most polishing stones from Yellow
Jacket are of high-quality, fine-grained stone, including cherts, quartzites,
and agate/chalcedony. Although some of these stones might have been found
locally, many others were of rare materials that required some effort
to procure. Traces of clay found adhering to such stones from other sites
indicate that at least some polishing stones were used for polishing the
surfaces of unfired vessels during manufacture. Because surfaces of corrugated
gray ware vessels were not polished, polishing stones constitute direct
evidence of white ware manufacture only. It is unknown whether polishing
stones had other uses.
92
A number of clay objects that were clearly not pottery sherds were found
at Yellow Jacket. A few may have been appliques attached to pottery vessels,
but several appear to be remnants of manipulated pottery clay, leftover
from pottery making. Some of these objects had been fired. Because it
is unlikely that such items would have been traded, many probably represent
by-products of pottery manufacture.
93
Previous studies (e.g., Ortman 2002*1;
Pierce et al. 2002*1) have suggested
that production of corrugated gray ware pottery might have been more specialized
than production of white ware pottery in the central Mesa Verde region.
This inference is based on (1) the extreme rarity of unfired corrugated
sherds; (2) the absence of coarsely ground clay samples with large, chunky
temper; and (3) the more widespread distribution of igneous-tempered corrugated
vessels than igneous-tempered white ware vessels. No attempt was made
to determine whether the pottery clay samples and "other ceramic artifacts"
from Yellow Jacket are of white ware or corrugated gray ware pastes. However,
the presence of igneous rock samples in the assemblage does suggest that
potters living in the village had access to this temper material. Thus,
direct evidence of pottery making at Yellow Jacket does not indicate whether
corrugated gray ware vessels were produced in the village. Indirect evidence,
in the form of temper materials incorporated into white ware and corrugated
gray ware vessels deposited at the site, is discussed in paragraphs
98112.
94
Although the available data are insufficient
to determine the kinds of vessels produced in the village, the amount
and distribution of direct evidence for pottery making across architectural
blocks can be used to examine the overall organization of pottery production
at Yellow Jacket. If pottery making took place throughout the village,
direct evidence of such activity should be present in each architectural
block. On the other hand, if pottery production was centralized in certain
areas, one would expect the direct evidence of pottery making to be more
abundant in these areas.
95
Direct evidence of pottery making at Yellow Jacket Pueblo is tabulated
by architectural block in Table
23. The total weight of corrugated gray sherds recovered from each
block is also presented in the right-hand column as a measure of sample
size. This figure can be used to standardize pottery making against cooking,
a routine daily activity. Because Yellow Jacket Pueblo received only limited
testing, it is possible that there are concentrations of direct evidence
in contexts that were not excavated. Nevertheless, direct evidence of
pottery production was found in 15 of 22 sampled architect |